Stephanie Matthews Mitzel

Current Employers

St. Bernard Financial Services, Inc.

1609 West Main St, Russellville, AR 72801 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2019-09-06

AZ RA
APPROVED

Since 2019-09-06

Branch Locations

1609 West Main St., Russellville, AR 72801 • UNITED STATES

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Allied Advisory Services, Inc.	Chesterfield	MO	06/2014	05/2019
First Allied Securities, Inc.	San Diego	CA	06/2014	05/2019
St Bernard Financial Services, Inc	Russellville	AR	05/2019	Present

06/2014 → 05/2019

First Allied Advisory Services, Inc.

Chesterfield, MO
06/2014 → 05/2019

First Allied Securities, Inc.

San Diego, CA
05/2019 → Present

St Bernard Financial Services, Inc

Russellville, AR

Previous Registrations

2014-06-23 → 2019-05-01

First Allied Advisory Services, Inc.

Phoenix, AZ

San Diego, CA
2012-10-10 → 2015-06-03

Rg Advisor Group

Phoenix, AZ
2010-10-15 → 2012-07-27

Pnc Managed Account Solutions, Inc.

Houston, TX
2010-07-07 → 2010-10-15

St Johns Wealth Management

Scottsdale, AZ

Youngstown, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-06-21
S63	Uniform Securities Agent State Law Examination	2001-09-22

S65 Uniform Investment Adviser Law Examination

2010-06-21
S63 Uniform Securities Agent State Law Examination

2001-09-22

Other Names

Stephanie Marie Matthews
Stephanie Marie Matthews

View on SEC IAPD

Current Employers

St. Bernard Financial Services, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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