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Adam Colby Broughton

Mission Wealth Management, LP

Austin, TX

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Current Employers
Mission Wealth Management, Lp

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-27
  • TX RA
    APPROVED
    Since 2026-01-27

Branch Locations

901 S. Mopac Expressway Building V, Suite 250, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
3P Consulting, Inc. Dba Planning Better Lives Austin TX 04/2015 12/2022
Faykus Broughton, Llc Austin TX 06/2017 02/2019
Pbl Wealth Management Llc Austin TX 11/2022 01/2026
Mission Wealth Management, Lp Santa Barbara CA 01/2026 Present
  • 04/2015 → 12/2022
    3P Consulting, Inc. Dba Planning Better Lives
    Austin, TX
  • 06/2017 → 02/2019
    Faykus Broughton, Llc
    Austin, TX
  • 11/2022 → 01/2026
    Pbl Wealth Management Llc
    Austin, TX
  • 01/2026 → Present
    Mission Wealth Management, Lp
    Santa Barbara, CA
Previous Registrations
Other Businesses

1. Author; not investment related; Driftwood, TX; July 2013; 0 hours per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-05
  • S66 Uniform Combined State Law Examination
    2007-11-05
Designations
Other Names
  • Adam C. Broughton

View on SEC IAPD

Other Firms

AUSTIN MONEY MANAGEMENT CORPORATION
EVERLONG FINANCIAL
EDWARD JONES
HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

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David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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