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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-04-15 |
| PA | RA | APPROVED | 2026-03-11 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
Washington Crossing, PA • United States
Havre De Grace, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Independent Advisors, Llc | Philadelphia | PA | 08/2006 | 03/2026 |
| Wells Fargo Advisors Financial Network, Llc | Havre De Grace | MD | 03/2026 | Present |
1. KGM Gaming, LLC; 4250 Wissahickon Ave, Philadelphia, PA; Manufacturing and distribution of casino equipment; President Overall operations of the business; 08/01/2006; 4.00 Hour(s) Per Day; During securities trading hours; Not Investment-Related KGM GAMING, LLC; INV RELATED;BENSALEM,PA; MANUFACTURING AND DISTRIBUTION OF EQUIPMENT FOR CASINOS;17% OWNERSHIP; ; START DATE: 08/07/2006; 80 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-05 |
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