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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-12 |
| MN | RA | APPROVED | 2024-12-09 |
Branch Locations
2766 Commerce Drive Nw Suite D, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Rochester | MN | 12/2010 | 03/2020 |
| Diversified Financial Advisory Group | Rochester | MN | 12/2015 | 03/2020 |
| Lpl Financial Llc | Rochester | MN | 03/2020 | 12/2024 |
| Osaic | Rochester | MN | 12/2024 | Present |
1) DIVERSIFIED FINANCIAL GROUP INC. POSITION: Owner/President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/12/2024 ADDRESS: 2766 Commerce Dr NW, Suite D, Rochester MN 55901, United States DESCRIPTION: Registered Rep Insurance Agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-15 |
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