Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-05
DC RA APPROVED 2020-12-08
  • TX RA
    APPROVED
    Since 2021-05-05
  • DC RA
    APPROVED
    Since 2020-12-08

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co. Washington DC 06/2006 10/2020
Ubs Financial Services Inc. Washington DC 10/2020 Present
Previous Registrations
  • 2002-12-03 → 2004-12-03
    Morgan Stanley Dw Inc.
    Washington, DC
  • 2001-11-20 → 2002-12-02
    Morgan Stanley & Co. Llc
    Washington, DC
Other Businesses

1) Member of the Finance Committee for the American Kidney Fund, a non-profit organization. Organization is not primarily engaged in investment-related activity.11921 Rockville Pike/ Rockville, MD.20852, US/Board Member. Treasurer & Chair of Investment Committee. /Attend Board Meetings and sit on Investment Committee and Board Development Committee./ Start date 4/3/2017 . Less than one hour per week. Duties include serving on the finance committee. 2) Website, Proprietor / owner, Silent owner, no responsibilities, start date-11/1/2022,Alexandria VirginiaUnited States-2230.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-17
  • S66 Uniform Combined State Law Examination
    2001-10-17
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor