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14010 Fnb Parkway Suite 200, Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-16 |
| NE | RA | APPROVED | 2022-09-30 |
Branch Locations
14010 Fnb Parkway Suite 200, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First National Advisers, Llc | Omaha | NE | 07/2015 | Present |
First National Bank of Omaha; investment-related business, 14010 FNB Parkway, Suite 200, Omaha, NE 68154; Investment Management; Director of Investment Management; 06/2002; 80 hours/month during securities trading hours; managing investment portfolios for high net worth clients, trusts, institutions, foundations, and endowments. a.the name of the other business: Leukemia and Lymphoma Society Lower Plans Board b.whether the business is investment-related: No c.the address of the other business: 11840 Nicholas St #215, Omaha, NE 68154 d.the nature of the other business: Non-Profit e.your position: Board member f.title, or relationship with the other business: Board member g.the start date of your relationship: 05/2018 h.the approximate number of hours/month you devote to the other business: 3 i.the number of hours you devote to the other business during securities trading hours: 0 j.and briefly describe your duties relating to the other business: I serve on the Lower Plains Region board that provides support to LLS in a multi-state region. Help staff members with local events and fundraising efforts. a.the name of the other business: Marian High School Endowment b.whether the business is investment-related: No c.the address of the other business: 7400 Military Ave, Omaha, NE 68134 d.the nature of the other business: Non-Profit e.your position: Board of Trustees f.title, or relationship with the other business: Board of Trustees g.the start date of your relationship: 08/2019 h.the approximate number of hours/month you devote to the other business: 2 i.the number of hours you devote to the other business during securities trading hours: 0 j.and briefly describe your duties relating to the other business: I serve on the board of trustees that meets quarterly to review the investments of the endowment and works with the High School administration o providing funds needed for scholarships and operations. a.the name of the other business: St Vincent DePaul Finance Committee b.whether the business is investment-related: No c.the address of the other business: 14330 Eagle Run Dr, Omaha, NE 68164 d.the nature of the other business: Non-Profit e.your position: committee member f.title, or relationship with the other business: committee member g.the start date of your relationship: 08/2016 h.the approximate number of hours/month you devote to the other business:2 i.the number of hours you devote to the other business during securities trading hours: 0 j.and briefly describe your duties relating to the other business: I serve on the Parish Finance that provides oversight on the church's budget and finances.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-30 |
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