Best Investors Account Sign in
Inactive

Stacy Alan Auman

First National Advisers, LLC

Omaha, NE

CRD 4430222

Claim This Profile
Employer firm

First National Advisers, LLC CRD 277146

$7.37B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
First National Advisers, Llc

14010 Fnb Parkway Suite 200, Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-16
NE RA APPROVED 2022-09-30
  • TX RA
    APPROVED
    Since 2023-03-16
  • NE RA
    APPROVED
    Since 2022-09-30

Branch Locations

14010 Fnb Parkway Suite 200, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Advisers, Llc Omaha NE 07/2015 Present
Other Businesses

First National Bank of Omaha; investment-related business, 14010 FNB Parkway, Suite 200, Omaha, NE 68154; Investment Management; Director of Investment Management; 06/2002; 80 hours/month during securities trading hours; managing investment portfolios for high net worth clients, trusts, institutions, foundations, and endowments. a.the name of the other business: Leukemia and Lymphoma Society Lower Plans Board b.whether the business is investment-related: No c.the address of the other business: 11840 Nicholas St #215, Omaha, NE 68154 d.the nature of the other business: Non-Profit e.your position: Board member f.title, or relationship with the other business: Board member g.the start date of your relationship: 05/2018 h.the approximate number of hours/month you devote to the other business: 3 i.the number of hours you devote to the other business during securities trading hours: 0 j.and briefly describe your duties relating to the other business: I serve on the Lower Plains Region board that provides support to LLS in a multi-state region. Help staff members with local events and fundraising efforts. a.the name of the other business: Marian High School Endowment b.whether the business is investment-related: No c.the address of the other business: 7400 Military Ave, Omaha, NE 68134 d.the nature of the other business: Non-Profit e.your position: Board of Trustees f.title, or relationship with the other business: Board of Trustees g.the start date of your relationship: 08/2019 h.the approximate number of hours/month you devote to the other business: 2 i.the number of hours you devote to the other business during securities trading hours: 0 j.and briefly describe your duties relating to the other business: I serve on the board of trustees that meets quarterly to review the investments of the endowment and works with the High School administration o providing funds needed for scholarships and operations. a.the name of the other business: St Vincent DePaul Finance Committee b.whether the business is investment-related: No c.the address of the other business: 14330 Eagle Run Dr, Omaha, NE 68164 d.the nature of the other business: Non-Profit e.your position: committee member f.title, or relationship with the other business: committee member g.the start date of your relationship: 08/2016 h.the approximate number of hours/month you devote to the other business:2 i.the number of hours you devote to the other business during securities trading hours: 0 j.and briefly describe your duties relating to the other business: I serve on the Parish Finance that provides oversight on the church's budget and finances.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-30
  • S65 Uniform Investment Adviser Law Examination
    2001-07-30
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Omaha, NE

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor