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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-01-09 |
| TX | RA | APPROVED_RES | 2024-01-03 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2001 | 10/2019 |
| Independent Financial Group | Wichita | KS | 10/2019 | 01/2024 |
| Lpl Financial Llc | Wichita | KS | 01/2024 | Present |
1- 09/2023 / Thomas Financial. LLC / Non-Variable Insurance / Investment Related / 200 HRS MNTH / 6.5 HRS During Trading / start date 10/01/2023 2- 09/2023 / Thomas Financial. LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 200 HRS MNTH / 6.5 HRS During Trading / start date 10/01/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-22 |
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