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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-11-27 |
| NC | RA | APPROVED | 2024-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Asheville | NC | 10/2009 | Present |
| Bank Of America, N.A. | Asheville | NC | 06/2011 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Asheville | NC | 04/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-04 |
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