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S Valley Hwy 8310, Englewood, CO 80112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-30 |
Branch Locations
4 Crow Canyon Court Suite 150, San Ramon, CA 94583 • United States
S Valley Hwy 8310, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | San Ramon | CA | 01/2007 | Present |
| Wealth Watch Advisors, Llc | Englewood | CO | 02/2018 | Present |
| Shield Financial & Insurance Services, Inc. | San Ramon | CA | 12/2006 | Present |
| Wealth Spring Financial Network | San Ramon | CA | 01/2013 | Present |
1)INSURANCE AGENT;INVESTMENT RELATED;2865 SOMBRERO CIRCLE SAN RAMON CA 94583;SELL LIFE INSURANCE, LONG TERM CARE, FIXED ANNUITIES,FIXED INDEXED ANNUITIES;PRESIDENT;01/01/2007 TO PRESENT;40 HOURS PER MONTH;40 HOURS DURING TRADING HOURS. 2)SHIELD FINANCIAL & INSURANCE SERVICES, INC.; INVESTMENT RELATED; INSURANCE, PROVIDES CLIENTS WITH ADVICE ON PRESERVING ASSETS WITH INSURANCE SOLUTIONS; PRESIDENT; 12/2006 TO PRESENT; 240 HOURS PER MONTH. 3)WEALTH SPRING FINANCIAL NETWORK; NON-INVESTMENT RELATED;RECRUITS AND MENTORS AGENTS; CO-OWNER/PRESIDENT; 01/2013 TO PRESENT; 20 HOURS PER MONTH. 4)INSTITUTE OF BUSINESS & FINANCE; NON-INVESTMENT RELATED; 4141 JUTLAND DR., STE 330, SAN DIEGO, CA 92117; SERVES ON THE BOARD OF ADVISORS; 04/2009; 0 HOURS PER MONTH. 5)MISSIONS COMMITTEE; NON-INVESTMENT RELATED; 4455 DEL VALLE PKWY, PLEASANTON, CA 94566; MEMBER; IN CHARGE OF SHORT-TERM MISSIONS; 06/2016; 3 HOURS PER MONTH. 6)RENTAL PROPERTY;NOT INVESTMENT RELATED;3620 CARRIGAN COMMON LIVERMORE CA 94550;OWN TOWNHOUSE THAT MY WIFE AND I RENT;OWNER;05/15/1993 TO PRESENT;2 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-23 |
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