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Hector Baruch Gonzalez

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-18
MO RA APPROVED 2002-07-17
  • TX RA
    APPROVED_RES
    Since 2025-01-18
  • MO RA
    APPROVED
    Since 2002-07-17

Branch Locations

501 N. Broadway, St. Louis, MO 63102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St Louis MO 07/2002 Present
Stifel Independent Advisors, Llc St. Louis MO 08/2007 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-19
  • S66 Uniform Combined State Law Examination
    2001-09-19

View on SEC IAPD

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