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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-03
WA RA APPROVED 2024-04-03
  • TX RA
    APPROVED
    Since 2024-04-03
  • WA RA
    APPROVED
    Since 2024-04-03

Branch Locations

1301 2Nd Ave Floor 24, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. Seattle WA 01/2010 Present
Jpmorgan Chase Bank Seattle WA 01/2010 Present
Four Arkoudes, Llc Seattle WA 11/2020 Present
  • 01/2010 → Present
    J.P. Morgan Securities Inc.
    Seattle, WA
  • 01/2010 → Present
    Jpmorgan Chase Bank
    Seattle, WA
  • 11/2020 → Present
    Four Arkoudes, Llc
    Seattle, WA
Previous Registrations
Other Businesses

Entity Name: Four Arkoudes, LLC Investment related: Y Address: SEATTLE, WA, 98109 Nature of the other business: Rental Property Position/Title/Relationship: Owner Start Date: 11-01-2020 Approximate # of hours a month: ~3 hours/month, Approximate # of hours during securities trading hours: none during trading hours Briefly describe your duties: Ownership and management of a single-family vacation rental property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-03
S66 Uniform Combined State Law Examination 2001-11-06
  • S65 Uniform Investment Adviser Law Examination
    2024-04-03
  • S66 Uniform Combined State Law Examination
    2001-11-06
Other Names
  • Rich Grunder
  • Richard James Grunder

View on SEC IAPD

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