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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-20 |
| MO | RA | APPROVED | 2017-03-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Liberty | MO | 05/2010 | 02/2017 |
| Raymond James Financial Services, Inc. | Liberty | MO | 02/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Kansas City | MO | 03/2017 | Present |
| Holloway & Harman Capital Management | Liberty | MO | 10/2017 | Present |
| Holloway, Harman & Associates | Liberty | MO | 12/2017 | Present |
(1)Name of Business: Holloway & Harman Capital Management Address: 9 Westowne Center, Liberty, MO, 64068, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/16/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This was the name of our business before we associated with RJFS. We keep it active due to bills and checking accounts that are in that name. (2)Name of Business: Holloway, Harman & Associates Address: 9 Westowne Center, Liberty, MO, 64068, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/07/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA Holloway, Harman & Associates under the RJFS platform
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-09-20 |
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