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Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-09-04
  • PA RA
    APPROVED
    Since 2009-09-04

Branch Locations

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

1829 New Holland Road Suite 2, Reading, PA 19607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minner & Company, P.C. Reading PA 11/2002 Present
Ausdal Financial Partners, Inc. Davenport IA 09/2009 Present
Exeter Junior High School Exeter PA 08/2016 06/2021
  • 11/2002 → Present
    Minner & Company, P.C.
    Reading, PA
  • 09/2009 → Present
    Davenport, IA
  • 08/2016 → 06/2021
    Exeter Junior High School
    Exeter, PA
Previous Registrations
  • 2004-07-23 → 2009-09-03
    Waterstone Financial Group, Inc.
    Reading, PA
    Reading, PA
Other Businesses

1. MINNER & COMPANY PC-CPA FIRM. 1829 NEW HOLLAND RD. STE. 2 READING PA 19607. 40/HR ,8-5 DAILY STARTED ON 12/2002. 100% OWNERSHIP. 2. KENHORST CONDO ASSOCIATION; TREASURER OF BOARD.BOARD MEMBER SINCE 1/1/2009; 5-10 HOURS A MONTH DEVOTED TO THIS BUSINESS USUALLY DURING TRADING HOURS. NOT INVESTMENT RELATED. 3. BRYAN MINNER SOLE PROPRIETOR; NON INVESTMENT RELATED; 1829 NEW HOLLAND ROAD (SUITES 2,3); REAL ESTATE RENTAL; SOLE PROPRIETOR; ACTIVITY BEGAN 6/2005; I DEVOTE APPX ONE HOUR PER MONTH DURING TRADING HOURS TO THIS ACTIVITY; I RENT COMMERCIAL UNITS AND COLLECT RENT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-09-01
  • S63 Uniform Securities Agent State Law Examination
    2001-09-01
Designations
  • Personal Financial Specialist

View on SEC IAPD

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