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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-12 |
Branch Locations
1129 N Sepulveda Blvd, Manhattan Beach, CA 90266 • United States
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
1403 Sartori Ave, Torrance, CA 90501 • United States
1701 S Elena Ave, Redondo Beach, CA 90277 • United States
28350 S Western Ave, Rancho Palos Verdes, CA 90275 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Palos Verdes | CA | 09/2014 | 08/2021 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 08/2021 | Present |
462 BROADWAY LTD, INVT RELATED, QUEENSBURY, NY, ADVISORY BOARD MEMBER, START DATE 3/10/2021, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, ATTEND MEETINGS FOR FAMILY BOARD TO DISCUSS RENTAL PROPERTY. RENTAL PROPERTY, INVT RELATED, LAKE LUZURNE, NY, 100% OWNERSHIP, START DATE 2/12/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, HOME OWNER. | DIMITRI GLAVAS ; NOT INV RELATED; REDONDO BEACH, CA; FILM PRODUCER ;100% OWNERSHIP; -; START DATE: 08/07/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-12 |
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