Jared Sean O'ROak

Current Employers

Employment History

• 01/2015 → 02/2023
  Morgan Stanley Private Bank, National Association
  New York, NY
• 04/2016 → 02/2023
  Morgan Stanley Smith Barney Llc
  Bangor, ME
• 02/2023 → Present
  Raymond James Financial Services, Inc.
  Hampden, ME
• 02/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Hampden, ME

Previous Registrations

• 2011-01-14 → 2023-03-07
  Morgan Stanley
  Bangor, ME
• 2009-10-23 → 2011-01-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bangor, ME
• 2008-02-15 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Bangor, ME
• 2006-07-17 → 2008-01-15
  Strategic Advisers Llc
  Portland, ME

Other Businesses

(1)Name of Business: Meridian Wealth Strategies Address: 9 Commerce Ct Ste 3, Hampden, ME, 04444-1544, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 02/16/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I'm a branch manager (only one licensed employee - me) and a Financial Advisor w/ RJFS. (2)Name of Business: Roman Catholic Diocese of Portland Address: 56 Parsonage St, Winterport, ME, 04496, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member, Chair of the Board, Advisory Board Investment Related: Yes Start Date: 02/15/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I serve as the chair of the Investment Committee which helps communication between the Diocese office and the Bishop and Wellington Wealth Management, who manages the portfolio. We review the portfolio 4 times per year with Wellington via Zoom or a meeting at their office in Boston, then answer questions that the Diocese / Bishop have about the portfolio and the performance. As the chair of the committee, I report to the Finance Council, which advises the Bishop on financial matters.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-10
• S63 Uniform Securities Agent State Law Examination
  2001-11-06

Other Names

• Jared Sean O'ROak
• Jared Sean Oroak
• Jared S O'ROak
• Jared S O Roak