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James Thorp

Janney Montgomery Scott LLC

Albany, NY

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-21
TX RA APPROVED_RES 2021-01-06
NJ RA APPROVED 2015-10-01
  • NY RA
    APPROVED
    Since 2021-04-21
  • TX RA
    APPROVED_RES
    Since 2021-01-06
  • NJ RA
    APPROVED
    Since 2015-10-01

Branch Locations

22 Corporate Woods Boulevard 4Th Floor, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Albany NY 05/2015 09/2022
Janney Montgomery Scott Llc Albany NY 09/2022 02/2025
Janney Montgomery Scott Llc Albany NY 02/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-01
S63 Uniform Securities Agent State Law Examination 2002-06-27
  • S65 Uniform Investment Adviser Law Examination
    2015-10-01
  • S63 Uniform Securities Agent State Law Examination
    2002-06-27
Other Names
  • James Thorp

View on SEC IAPD

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ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
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