Best Investors
Account
Sign in
Best Investors
Account
Sign in
Cole Wealth Management, LLC CRD 134509
$181M regulatory AUM 281 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9332 E Raintree Dr Suite 100, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2005-12-07 |
Branch Locations
9332 E Raintree Dr Ste 100, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Tempe | AZ | 04/2000 | Present |
| Cole Wealth Management,Llc | Scottsdale | AZ | 09/2005 | Present |
MR. OBRIEN SELLS INSURANCE PRODUCTS (LIFE, HEALTH, ANNUITY CONTRACTS) WHEN APPROPRIATE AND ONLY WHEN HE HOLDS THE PROPER REGISTRATIONS TO DO SO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-05 |
| S66 | Uniform Combined State Law Examination | 2001-08-31 |
Reach out to this advisor