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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-14 |
| OH | RA | APPROVED | 2005-12-19 |
Branch Locations
109 East Main Street, Suite 308, Lancaster, OH 43130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Inc | Columbus | OH | 12/2005 | Present |
1. Ohio University Coordinating Council; 1570 Granville Pike Lancaster OH 43130; Education; Advisory Council member; Community member who advises Ohio University-Lancaster branch campus on community affairs, engage with Ohio University branch campus dean to help collaborate community needs with the university; 11/17/2023; 10.00hrs/year; During securities trading hours; Not Investment-Related 2. Fairfield Medical Center Foundation; 401 N. Ewing Street Lancaster OH 43130; Raising money for local hospital needs; Past President of Board of Directors; Serve as board member, helping advise on financial decisions, grant decisions, and overall decisions relating to the hospital foundation; 1/1/24; 25 hours per year; not during securities trading hours; not inv related 3. Family YMCA of Lancaster and Fairfield County; 465 W. Sixth Ave. Lancaster, OH 43130; Exercise, childcare facility; Board of Directors; Make decisions for governance of organization through oversight of CEO and staff; 07/01/2025; 2hrs/mth; Not during securities trading hours; Not investment related 4. Salvation Army Fairfield County Ohio; 228 W. Hubert Ave. Lancaster, OH 43130; charity; board of directors; make decisions at the board level for local chapter of Salvation Army; 10/01/2025; 2hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-10 |
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