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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-04-25
  • GA RA
    APPROVED
    Since 2022-04-25

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Fairburn, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Atlanta GA 08/2006 11/2020
Tiaa Atlanta GA 08/2006 11/2020
Unemployed Douglasville GA 12/2020 02/2021
Fidelity Atlanta GA 03/2021 02/2022
Empower Financial Services, Inc. Greenwood Village CO 04/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2022 Present
Prudential Atlanta GA 03/2022 04/2022
  • 08/2006 → 11/2020
    Tiaa-Cref Individual & Institutional Services, Llc
    Atlanta, GA
  • 08/2006 → 11/2020
    Tiaa
    Atlanta, GA
  • 12/2020 → 02/2021
    Unemployed
    Douglasville, GA
  • 03/2021 → 02/2022
    Fidelity
    Atlanta, GA
  • 04/2022 → Present
    Empower Financial Services, Inc.
    Greenwood Village, CO
  • 04/2022 → Present
    Greenwood Village, CO
  • 03/2022 → 04/2022
    Prudential
    Atlanta, GA
Previous Registrations
  • 2021-08-07 → 2022-03-02
    Fidelity Personal And Workplace Advisors
    Douglasville, GA
  • 2003-02-07 → 2006-09-19
    Independence, OH
    Independence, OH
Other Businesses

Marriott Hotels - Night Auditor - Hospitality and Lodging, Duties will be checking in guest, customer service and account reconciling. 160 hours per month, 0 hours during normal business hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-03
S63 Uniform Securities Agent State Law Examination 2006-12-06
  • S66 Uniform Combined State Law Examination
    2021-08-03
  • S63 Uniform Securities Agent State Law Examination
    2006-12-06

View on SEC IAPD

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