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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-22 |
Branch Locations
80 Wolf Rd First Floor, Albany, NY 12205-2608 • United States
Guilderland, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors Inc. | Minneapolis | MN | 12/2009 | 12/2019 |
| Ameriprise Financial Services, Inc. | Guilderland | NY | 12/2019 | 03/2020 |
| Riversource Distributors, Inc. | Guilderland | NY | 03/2020 | 12/2023 |
| Ameriprise Financial Services, Llc | Albany | NY | 01/2024 | Present |
Real Estate Ownership; Single Family; 25 Dunn Way, , Lake Placid, NY, 12946; Not Investment-Related; 08/20/2022. Business Ownership; Sports and Spinal Wellness Center; Co-owner; Chiropractic office; 2021 Western Ave, , Guilderland, NY, 12203; Not Investment-Related; 01/01/2013; 10 to 19 hours per month; 0 during trading hours / Blue Sky Wanderlust; Owner; LLC Created to Teach and take students skydiving via Tandem.; 1474 Siver Rd, 12084, Guilderland, NY, 12084; Not Investment-Related; 08/13/2021; 10 to 19 hours per month; 0 during trading hours / Sophos LLC; Owner; Support of practice. Sophos owns shares of FFLIH, LLC.; 1474 Siver Rd, 12084, Guilderland, NY, 12084; Investment-Related; 03/10/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Inspire Tax LLC; Co-owner; Tax Preparation; 80 Wolf Road, , Albay, NY, 12203; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / ICN Holdings LLC; Co-owner; Manage Ameriprise Business; 80 Wolf Road, , Albay, NY, 12203; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / ICN Life LLC; Co-owner; This is no marketable business and will not produce an income. It is just created to own the life policies on the partners; 80 Wolf Rd, , Albany, NY, 12203; Not Investment-Related; 09/26/2025; 0 hours per month; 0 during trading hours. Board of Directors; Golden Knight Alumni Association; Treasurer; 119 Lockheed Ln, , Raeford, NC, 28376; Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours / Financial Planning Association of NY; Treasurer; 120 Van Rensselaer BLVD, , Albany, NY, 12204; Not Investment-Related; 06/19/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; FFLIH, LLC; Co-owner; Support Practice; 80 Wolf Road, Ameriprise Financial, Albay, NY, 12203; Investment-Related; 01/01/2024; 40 to 59 hours per month; 40 to 59 during trading hours / INetwork NY, LLC; Coach; Provide Coaching; 80 Wolf Road, Ameriprise Financial, Albay, NY, 12203; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Sophos LLC; Owner; Support Practice; 1474 Siver Rd, 12084, Guilderland, NY, 12084; Investment-Related; 03/10/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Notary; I am certified as a Notary Public. I passed the test and have not completed my application yet. I am a back up notary for our ameriprise office.; 80 Wolf Road, , Albay, NY, 12203; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-23 |
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