Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-22
  • NY RA
    APPROVED
    Since 2024-01-22

Branch Locations

80 Wolf Rd First Floor, Albany, NY 12205-2608 • United States

Guilderland, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riversource Distributors Inc. Minneapolis MN 12/2009 12/2019
Ameriprise Financial Services, Inc. Guilderland NY 12/2019 03/2020
Riversource Distributors, Inc. Guilderland NY 03/2020 12/2023
Ameriprise Financial Services, Llc Albany NY 01/2024 Present
  • 12/2009 → 12/2019
    Riversource Distributors Inc.
    Minneapolis, MN
  • 12/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Guilderland, NY
  • 03/2020 → 12/2023
    Riversource Distributors, Inc.
    Guilderland, NY
  • 01/2024 → Present
    Albany, NY
Other Businesses

Real Estate Ownership; Single Family; 25 Dunn Way, , Lake Placid, NY, 12946; Not Investment-Related; 08/20/2022. Business Ownership; Sports and Spinal Wellness Center; Co-owner; Chiropractic office; 2021 Western Ave, , Guilderland, NY, 12203; Not Investment-Related; 01/01/2013; 10 to 19 hours per month; 0 during trading hours / Blue Sky Wanderlust; Owner; LLC Created to Teach and take students skydiving via Tandem.; 1474 Siver Rd, 12084, Guilderland, NY, 12084; Not Investment-Related; 08/13/2021; 10 to 19 hours per month; 0 during trading hours / Sophos LLC; Owner; Support of practice. Sophos owns shares of FFLIH, LLC.; 1474 Siver Rd, 12084, Guilderland, NY, 12084; Investment-Related; 03/10/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Inspire Tax LLC; Co-owner; Tax Preparation; 80 Wolf Road, , Albay, NY, 12203; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / ICN Holdings LLC; Co-owner; Manage Ameriprise Business; 80 Wolf Road, , Albay, NY, 12203; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / ICN Life LLC; Co-owner; This is no marketable business and will not produce an income. It is just created to own the life policies on the partners; 80 Wolf Rd, , Albany, NY, 12203; Not Investment-Related; 09/26/2025; 0 hours per month; 0 during trading hours. Board of Directors; Golden Knight Alumni Association; Treasurer; 119 Lockheed Ln, , Raeford, NC, 28376; Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours / Financial Planning Association of NY; Treasurer; 120 Van Rensselaer BLVD, , Albany, NY, 12204; Not Investment-Related; 06/19/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; FFLIH, LLC; Co-owner; Support Practice; 80 Wolf Road, Ameriprise Financial, Albay, NY, 12203; Investment-Related; 01/01/2024; 40 to 59 hours per month; 40 to 59 during trading hours / INetwork NY, LLC; Coach; Provide Coaching; 80 Wolf Road, Ameriprise Financial, Albay, NY, 12203; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Sophos LLC; Owner; Support Practice; 1474 Siver Rd, 12084, Guilderland, NY, 12084; Investment-Related; 03/10/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Notary; I am certified as a Notary Public. I passed the test and have not completed my application yet. I am a back up notary for our ameriprise office.; 80 Wolf Road, , Albay, NY, 12203; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-23
  • S66 Uniform Combined State Law Examination
    2001-08-23
Designations
Other Names
  • Mark A Keeling
  • Mark Allen Keeling
  • Mark Keeling

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Albany, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor