Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-25 |
| TX | RA | APPROVED_RES | 2009-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Blue Bell | PA | 03/1997 | Present |
| Bank Of America, N.A. | Blue Bell | PA | 07/2011 | Present |
I*106297 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRUSTEE INVESTMENT RELATED: N ADDRESS OF BUSINESS: NORTH WALES, PENNSYLVANIA 19454 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 6/1/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM THE TRUSTEE FOR JOHANNA WALTER'S ANIMAL TRUST. THIS WOULD ONLY BECOME EFFECTIVE UPON JOHANNA'S DEATH AND REQUIRES THAT I WOULD FIND HOMES FOR HER HORSES, DOGS, AND CATS. I*7276 For profit or not for profit: Name of outside business organization: Successor Executor Investment related: Address of business: North Wales, Pennsylvania 19454 Nature of business: , Position, title, association: , Start date of relationship: 6/7/2017 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-29 |
Reach out to this advisor