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Brian Christopher Rieman

Hennion & Walsh Asset Management, Inc.

Parsippany, NJ

CRD 4427713

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Employer firm

Hennion & Walsh Asset Management, Inc. CRD 126236

$769M regulatory AUM 13 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hennion & Walsh Asset Management, Inc.

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2008-02-11
  • NJ RA
    APPROVED
    Since 2008-02-11

Branch Locations

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hennion & Walsh, Inc. Parsippany NJ 06/2001 Present
  • 06/2001 → Present
    Hennion & Walsh, Inc.
    Parsippany , NJ
Other Businesses

HENNION & WALSH WEALTH ADVISORS INC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-08
S63 Uniform Securities Agent State Law Examination 2001-11-30
  • S65 Uniform Investment Adviser Law Examination
    2008-02-08
  • S63 Uniform Securities Agent State Law Examination
    2001-11-30

View on SEC IAPD

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