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Christopher Peter Klavins

Rbc Capital Markets, LLC

Portland, OR

Portland, OR

CRD 4427575

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2009-04-13
TX RA APPROVED 2009-04-09
  • OR RA
    APPROVED
    Since 2009-04-13
  • TX RA
    APPROVED
    Since 2009-04-09

Branch Locations

805 Sw Broadway Suite 1800, Portland, OR 97205 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Portland OR 04/2009 Present
  • 04/2009 → Present
    Rbc Capital Markets Corporation
    Portland, OR
Previous Registrations
Other Businesses

(1) CAMP MEZVIDI LLC; ADDRESS: 3228 32ND ST, HOPKINS, MI 49238; BUSINESS DESCRIPTION: LLC TO ACQUIRE HUNTING PROPERTY; NOT INVESTMENT RELATED; START DATE: 02/01/2010; CAPACITY: OWNER-ACTIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) RENTAL PROPERTY; ADDRESS: 300 NW 8TH AVE #505, PORTLAND, OR 97209; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 04/01/2011; CAPACITY: OWNER-ACTIVE; DUTIES: WILL PERFORM ROUTINE MAINTENANCE; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-27
S63 Uniform Securities Agent State Law Examination 2001-08-04
  • S66 Uniform Combined State Law Examination
    2003-05-27
  • S63 Uniform Securities Agent State Law Examination
    2001-08-04

View on SEC IAPD

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