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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-19 |
| FL | RA | APPROVED | 2012-10-01 |
Branch Locations
7319 W Waters Ave, Tampa, FL 33634 • United States
6703 Memorial Hwy, Tampa, FL 33615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Doxa Foundation International Inc | Tampa | FL | 05/2008 | Present |
| The Laborde Foundation | Tampa | FL | 04/2011 | 06/2017 |
| J.P. Morgan Securities Llc | Tampa | FL | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Tampa | FL | 01/2005 | Present |
| Chase Bank | Tampa | FL | 06/1998 | Present |
ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: DOXA FOUNDATION INTERNATIONAL, INC. POSITION: TREASURER START DATE: 5/5/2008 ADDRESS: 4940 Tampa, FL DETAILS: WWW.DFI-INC.ORG. CHRISTIAN HUMANITARIAN ORGANIZATION SOLELY DEDICATED TO HELPING THE POOR PEOPLE IN HAITI. GENERAL FINANCIAL OVERSIGHT, FINANCIAL REPORTING, PLANNING AND BUDGETING, BOOK-KEEPING AND RECORDS KEEPING. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): WEEKENDS ONLY HOURS DURING TRADING: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-23 |
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