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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-01 |
| OH | RA | APPROVED | 2009-03-10 |
Branch Locations
3685 Stutz Drive-Suite 201, Canfield, OH 44406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Canfield | OH | 03/2009 | Present |
1. Help Network of Northeast Ohio; 261 East Wood St Youngstown OH 44503; Crisis Center and Suicide Hotline; Treasurer and Board member, Finance/Audit Committee member; attends board meetings and reviews financials with other finance comm. members; affiliation started 05/20/2010; 2 hours per month; not during securities trading hours; not investment related. 2. First Covenant Church; 5210 Glenwood Ave, Youngstown, OH 44512; Church/Place of Worship; Non-member volunteer for Finance and Endowments; Report on Endowment accounts at monthly meetings; 01/04/2021; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Ohio High School Athletic Association; 4080 Roselea Pl Columbus OH 43214; Administration and regulation of education-based interscholastic activities; Girls D2 Sectional tennis tournament Manager's Assistant; Assisting the tournament Manager in running the tournament; 10/03/2023; 8.00hrs/day; During Securities Trading Hours; Not Investment-Related 4. Kiwanis Club of Boardman - Youngstown; PO Box 3253 Boardman OH 44513; Service Club; President; Organize semi-monthly Club meetings. Board reviews committee reports, considers funding requests benefitting area youth, arranges for community leaders to speak to Club members at regular meetings; 10/01/2024; 4 hrs/month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-10 |
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