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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-11 |
| CA | RA | APPROVED | 2009-10-19 |
Branch Locations
1900 S Norfolk St Ste 350, San Mateo, CA 94403 • United States
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2009 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2009 | Present |
1) GATEWAY FINANCIAL ADVISORS, LLC, 6000 Uptown Blvd. NE,, Suite 100, Albuquerque NM 87110, 10/2009, Investment Advisor Representative, Insurance/Benefits/Human Resources, NIR, 20 HR/MO, 10 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/19/2009
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-10 |
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