Stephen Bruce Cooper

Current Employers

Employment History

• 02/2014 → 05/2021
  Lincoln Financial Securities
  Lynchburg, VA
• 05/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2014-02-04 → 2021-05-10
  Osaic Fs, Inc.
  Virginia Beach, VA
  Lynchburg, VA
• 2013-07-02 → 2013-12-31
  Concourse Financial Group Securities, Inc.
  Forest, VA
  Sugar Land, TX
  Lynchburg, VA

Other Businesses

1) COMMONWEALTH FINANCIAL GROUP, 113 TRADEWYND DR, STE B, LYNCHBURG, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/01/04, NIR, MANAGING PARTNER, 10 HR/MO- 8/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80/MO-80/TRADING. 05/07/21- IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3) SBCOOPER CHFC INC, 113 Tradewynd Drive, Suite B, Lynchburg VA 24502, 04/2019, S-CORP FOR TAX PURPOSES, NIR, 2 HR/MO 2 HR TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-07-01
• S63 Uniform Securities Agent State Law Examination
  2004-08-12