Michael D Vogt

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Securities America Inc.
  La Vista, NE
• 09/2011 → Present
  Securities America Advisors
  La Vista, NE
• 06/2012 → Present
  Gather Boutique
  Elmwood, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2011-10-03 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE
• 2008-11-14 → 2011-08-18
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  Omaha, NE
• 2008-11-14 → 2011-08-18
  Td Ameritrade Investment Management, Llc
  Omaha, NE

Other Businesses

ADVISORY POSITION: Employee NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 09/2011 - LOCATED AT 12325 PORT GRACE BLVD, LAVISTA, NE 68128 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2011 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128, United States DESCRIPTION: Reviewing business of SAA advisors. FOSTER CARE POSITION: Foster Parent NATURE: Foster Care INVESTMENT RELATED: No NUMBER OF HOURS: 720 SECURITIES TRADING HOURS: 0 START DATE: 09/11/2023 ADDRESS: 33410 Adams St, Elmwood, NE 68349, Elmwood NE 68349, United States DESCRIPTION: My wife and I are going to be licensed to do Foster Care and provide assistance for children in need thru Cedars. This would be similar to our own children where we are available 24 hours a day to assist them.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-06
• S63 Uniform Securities Agent State Law Examination
  2001-08-24

Other Names

• Michael Dl Vogt