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Employer firm

Benjamin F. Edwards Wealth Management, LLC CRD 297750

$705M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Benjamin F. Edwards Wealth Management, Llc

One North Brentwood Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-08-15
  • MO RA
    APPROVED
    Since 2025-08-15

Branch Locations

One North Brentwood Suite 850, St. Louis, MO 63105 • United States

Bolivar, MO • United States

Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-03-13
  • MO RA
    APPROVED
    Since 2017-03-13

Branch Locations

1411 East Primrose Suite A, Springfield, MO 65804 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Bolivar, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Springfield MO 05/2014 09/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2016
Benjamin F. Edwards & Co. Springfield MO 03/2017 Present
Unemployed Boilivar MO 09/2016 01/2017
Bolivar R-1 School District Bolivar MO 01/2017 03/2017
  • 05/2014 → 09/2016
    Springfield, MO
  • 01/2015 → 09/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2017 → Present
    Benjamin F. Edwards & Co.
    Springfield, MO
  • 09/2016 → 01/2017
    Unemployed
    Boilivar, MO
  • 01/2017 → 03/2017
    Bolivar R-1 School District
    Bolivar, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-11
S63 Uniform Securities Agent State Law Examination 1999-02-23
  • S66 Uniform Combined State Law Examination
    2014-06-11
  • S63 Uniform Securities Agent State Law Examination
    1999-02-23
Other Names
  • Nicole Adale Dismang
  • Nicole Adale Vanderen
  • Nicole Adale Vanderen
  • Nicole Adale Avery

View on SEC IAPD

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