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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

3570 N Craycroft Rd, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tucson AZ 10/2012 Present
Jpmorgan Chase Bank, N.A. Tucson AZ 06/2009 Present
Previous Registrations
  • 2009-06-19 → 2012-10-01
    Chase Investment Services Corp.
    Tucson, AZ
    Tucson, AZ
    Green Valley, AZ
    Green Valley, AZ
    Tucson, AZ
    Tucson, AZ
    Oro Valley, AZ
    Oro Valley, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Marana, AZ
    Oro Valley, AZ
    Sahuarita, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
  • 2006-09-12 → 2009-06-08
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-01
S63 Uniform Securities Agent State Law Examination 2001-10-15
  • S65 Uniform Investment Adviser Law Examination
    2007-02-01
  • S63 Uniform Securities Agent State Law Examination
    2001-10-15
Other Names
  • Todd Seal Hanna

View on SEC IAPD

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