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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2010-11-29 |
Branch Locations
1475 E Woodfield Rd Ste 900, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 07/2001 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2001 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2015 | Present |
| Northwestern Mutual Investment Services, Llc | Schaumburg | IL | 12/2011 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BOARD MEMBER, UNITED NEIGHBORHOOD ORGINIZATION, 1655 S. BLUE ISLAND AVE, 3RD FL, CHICAGO, , ILLINOIS, 60608, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 05/30/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER, 1 MEETING PER MONTH. BACK UP FOR ACCOUNTING SOFTWARE AND FINANCIAL DATA 3. 100% OWNER, COACH BOB MARIN, 400 CORPORATE WOODS WAY, VERNON HILLS, , ILLINOIS, 60061, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 05/09/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BASEBALL COACH 4. HOFFMAN STREET, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 9/30/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+,, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 5. 50% OWNER, RUSTIC PINES BMV LLC, 7303 HIGHWAY 47, LAKE TOMAHAWK, , WISCONSIN, 54539, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/28/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 50% OWNER 6. 50% OWNER (with spouse), 7305 STATE HIGHWAY 47, 7305 STATE HIGHWAY 47, LAKE TOMAHAWK, , WISCONSIN, 54539, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/1/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-16 |
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