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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

Stillwater, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Finanacial Services, Inc. Minneapolis MN 08/2001 08/2023
Cri Securities, Llc Minneapolis MN 07/2001 10/2021
Minnesota Life Minneapolis MN 01/2002 08/2023
North Star Consultants Minneapolis MN 01/2002 Present
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Aquinas Twin Cities Bloomington MN 08/2025 Present
  • 08/2001 → 08/2023
    Securian Finanacial Services, Inc.
    Minneapolis, MN
  • 07/2001 → 10/2021
    Cri Securities, Llc
    Minneapolis, MN
  • 01/2002 → 08/2023
    Minnesota Life
    Minneapolis, MN
  • 01/2002 → Present
    North Star Consultants
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2025 → Present
    Aquinas Twin Cities
    Bloomington, MN
Previous Registrations
  • 2007-07-19 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    Minneapolis, MN
    Kailua Kona, HI
  • 2007-07-19 → 2021-10-19
    Cri Securities, Llc
    Minneapolis, MN
    Minneapolis, MN
  • 2006-05-22 → 2007-12-31
    Marathon Advisors, Inc
    Minneapolis, MN
Other Businesses

1) AUGUSTINE & JOHNSON POSITION: Owner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2012 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Owner 2) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 3) AUGUSTINE CONSULTING, INC. POSITION: Owner NATURE: Consultant INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2016 ADDRESS: SAME AS REGISTERED LOCATION, DESCRIPTION: Augustine Consulting, Inc. is an S-corporation *NO* securities commissions, trails, variable life or annuity commissions pass through ACI. 4) NAME OF OTHER BUSINESS: AQUINAS TWIN CITIES; INVESTMENT RELATED: NO; ADDRESS: 901 E 90TH ST BLOOMINGTON, MN 55402; NATURE OF BUSINESS: EDUCATIONAL SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: TEACHER/MENTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: TEACHING A HIGH SCHOOL ECONOMICS CLASS; 5) NAME OF OTHER BUSINESS: CIVIL AIR PATROL / US AIR FORCE AUXILIARY; INVESTMENT RELATED: NO; ADDRESS: 3275 MANNING AVE N LAKE ELMO, MN 55042; NATURE OF BUSINESS: EDUCATIONAL SERVICES; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: FINANCE TECHNICIAN; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECTING DUES AND FUND RAISING REVENUE, MAKING DEPOSITS AT THE BANK, HELPING WITH BUDGETING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-27
S63 Uniform Securities Agent State Law Examination 2001-10-08
  • S65 Uniform Investment Adviser Law Examination
    2007-06-27
  • S63 Uniform Securities Agent State Law Examination
    2001-10-08
Designations

View on SEC IAPD

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