Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-13
ME RA APPROVED 2009-02-13
TX RA APPROVED 2009-02-13
  • FL RA
    APPROVED
    Since 2023-02-13
  • ME RA
    APPROVED
    Since 2009-02-13
  • TX RA
    APPROVED
    Since 2009-02-13

Branch Locations

Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States

800 Laurel Oak Drive Suites 500 & 600, Naples, FL 34108 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Portland ME 02/2009 Present
  • 02/2009 → Present
    Rbc Capital Markets
    Portland, ME
Previous Registrations
Other Businesses

(1) MAINE CHILDREN'S CANCER PROGRAM; ADDRESS: 100 CAMPUS DR # 107 SCARBOROUGH, ME 04074; BUSINESS DESCRIPTION: PEDIATRIC ONCOLOGY; NOT INVESTMENT RELATED; START DATE: 11/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: RAISING MONEY; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) REDWOOD TRUST- RENTAL PROPERTY; ADDRESS: 10 BARBERRY LANE BAR HARBOR, ME; BUSINESS DESCRIPTION: SINGLE FAMILY SEASONAL HOME KNOWN AS REDWOOD; NOT INVESTMENT RELATED; START DATE: 07/08/2016; CAPACITY: OTHER - FAMILY PROPERTY; DUTIES: COORDINATE THE MAINTENANCE; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) NAME OF ENTITY: Partners for World Health ADDRESS: 30 Walch Drive Portland, Maine 04103 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: PWH collects unused medical supplies from hospitals and reditributes them to needy countries through CAPACITY: Board of Directors * START DATE: 10.20.22 DUTIES: Attend 7 Board meetings a year and serve as a committee member on finance and development PER MONTH: 2; SECURITIES HOURS: 0 (4) NAME OF ENTITY: Colonial Club ADDRESS: 1275 Gulf Shore Blvd N Naples Florida 34102 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Apr 01, 2025 CAPACITY: Treasurer, Board of Directors DUTIES: Provide oversight to Newell Property Management, the building hired management company, provide financial updated to building owners and help to prepare the annual budget. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-10
  • S66 Uniform Combined State Law Examination
    2001-09-10
Other Names
  • Gordon Iver Erikson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Portland, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor