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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-13 |
| ME | RA | APPROVED | 2009-02-13 |
| TX | RA | APPROVED | 2009-02-13 |
Branch Locations
Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States
800 Laurel Oak Drive Suites 500 & 600, Naples, FL 34108 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Portland | ME | 02/2009 | Present |
(1) MAINE CHILDREN'S CANCER PROGRAM; ADDRESS: 100 CAMPUS DR # 107 SCARBOROUGH, ME 04074; BUSINESS DESCRIPTION: PEDIATRIC ONCOLOGY; NOT INVESTMENT RELATED; START DATE: 11/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: RAISING MONEY; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) REDWOOD TRUST- RENTAL PROPERTY; ADDRESS: 10 BARBERRY LANE BAR HARBOR, ME; BUSINESS DESCRIPTION: SINGLE FAMILY SEASONAL HOME KNOWN AS REDWOOD; NOT INVESTMENT RELATED; START DATE: 07/08/2016; CAPACITY: OTHER - FAMILY PROPERTY; DUTIES: COORDINATE THE MAINTENANCE; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) NAME OF ENTITY: Partners for World Health ADDRESS: 30 Walch Drive Portland, Maine 04103 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: PWH collects unused medical supplies from hospitals and reditributes them to needy countries through CAPACITY: Board of Directors * START DATE: 10.20.22 DUTIES: Attend 7 Board meetings a year and serve as a committee member on finance and development PER MONTH: 2; SECURITIES HOURS: 0 (4) NAME OF ENTITY: Colonial Club ADDRESS: 1275 Gulf Shore Blvd N Naples Florida 34102 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Apr 01, 2025 CAPACITY: Treasurer, Board of Directors DUTIES: Provide oversight to Newell Property Management, the building hired management company, provide financial updated to building owners and help to prepare the annual budget. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-10 |
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