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Joseph Yoon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sacramento, CA

Roseville, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-04
TX RA APPROVED_RES 2015-11-12
CA RA APPROVED 2006-03-10
  • FL RA
    APPROVED
    Since 2023-04-04
  • TX RA
    APPROVED_RES
    Since 2015-11-12
  • CA RA
    APPROVED
    Since 2006-03-10

Branch Locations

555 Capitol Mall, Sacramento, CA 95814 • United States

Roseville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland CA 03/2006 Present
Bank Of America, N.A. Oakland CA 04/2017 Present
Previous Registrations
  • 2003-01-10 → 2006-03-13
    Morgan Stanley Dw Inc.
    Pleasanton, CA
  • 2001-04-12 → 2002-12-18
    Banc Of America Investment Services, Inc.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-24
  • S66 Uniform Combined State Law Examination
    2000-04-24
Other Names
  • Joseph Yosup Yoon

View on SEC IAPD

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ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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