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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-12-02
FL RA APPROVED 2020-11-23
SC RA APPROVED 2017-11-02
TX RA APPROVED_RES 2017-11-02
  • TN RA
    APPROVED
    Since 2024-12-02
  • FL RA
    APPROVED
    Since 2020-11-23
  • SC RA
    APPROVED
    Since 2017-11-02
  • TX RA
    APPROVED_RES
    Since 2017-11-02

Branch Locations

947A E Main St, Lexington, SC 29072 • United States

1819 Main St Ste 1002 10Th Floor, Sarasota, FL 34236 • United States

Nashville, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Calmwater Financial Lexington SC 03/2001 11/2017
Commonwealth Financial Network Waltham MA 08/2011 11/2017
Ameriprise Financial Advisors Inc. Lexington SC 11/2017 03/2020
Ameriprise Financial Services, Llc Lexington SC 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Commercial; 364 Longs Pond Road, , Lexington, SC, 29073; Investment-Related; 10/15/2019 / Commercial; 5551 Sunset Blvd, , Lexington, SC, 29072; Investment-Related; 10/15/2019 / Commercial; 601 Lady Street, , Columbia, SC, 29201; Not Investment-Related; 08/05/2025. Business Ownership; Bartlett Holding, LLC; ; Commercial leased real estate; 943, 945,947, and 949 East Main St., Lexington, SC 29072, ,; Not Investment-Related; 06/01/2007; 1 to 9 hours per month; 1 to 9 during trading hours / PayDirt6, LLC; Owner; Real Estate; 1710 North Lake Drive, , Lexington, SC, 29072; Not Investment-Related; 10/15/2025; 0 hours per month; 0 during trading hours. Real Estate License; Yes. Other Business Activities; blackICEdata; I'm very interested in all aspects of the future of Artificial Intelligence. I would like to place a $100,000 personal investment into this A.I. supporting technology. This is a 100% passive personal investment that will not take any of my professional time away from my Ameriprise Financial business. BlackICEdata has created a technology that extends the life of hardware involved in data storage and reduces data storage energy cost and computing efficiencies with AI compatibility across all sectors. The capacity of hard drives needs to continue increasing to meet the demands of data growth. This team has developed unique to market aspects of HAMR "pronounced Hammer" (Heat-Assisted Magnetic Recording) alongside some of the most complex nanoscale recording technologies, enabling mass-capacity storage gains at unprecedented areal densities of 3TB/disk and beyond. HAMR requires a new media magnetic technology on each disk that allows data bits to become smaller and more densely packed than ever, while remaining magnetically and thermally stable. Then, to write new data, a small laser diode attached to each recording head momentarily heats a tiny spot on the disk, which enables the recording head to flip the magnetic polarity of a single bit at a time, enabling data to be written. Each bit is heated and cools down in a nanosecond, so the HAMR laser has no impact at all on drive temperature, or on the temperature, stability, or reliability of the media overall. According to the Advanced Storage Technology Consortium (ASTC), HAMR is the next significant storage technology innovation to increase the amount of data storage in the area available to store data?known as the disk's "areal density." This boost in areal density will help fuel hard drive product development and growth through the next decade.; 1120 South Rackham Way, Suite 300, Meridian, ID, 83642; Investment-Related; 09/04/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-21
  • S66 Uniform Combined State Law Examination
    2003-02-21
Other Names
  • Heath Bartlett

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