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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-10-09 |
| TX | RA | APPROVED_RES | 2020-10-09 |
Branch Locations
3750 University Avenue Suite 600, Riverside, CA 92501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Riverside | CA | 05/2009 | 10/2020 |
| Morgan Stanley Smith Barney Llc | Riverside | CA | 10/2020 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2020 | Present |
*413598 - Similar Pants, Inc.; Investment related: No; Rubidoux, California; Retail/Online Stores; Officer (proprietor, partner, officer, director, employee, trustee, agent); 11/2011; During business hours: 0; After business hours: 8; Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-11 |
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