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Jonathan Richard Oconnell

Morgan Stanley

Riverside, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-10-09
TX RA APPROVED_RES 2020-10-09
  • CA RA
    APPROVED
    Since 2020-10-09
  • TX RA
    APPROVED_RES
    Since 2020-10-09

Branch Locations

3750 University Avenue Suite 600, Riverside, CA 92501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Riverside CA 05/2009 10/2020
Morgan Stanley Smith Barney Llc Riverside CA 10/2020 Present
Morgan Stanley Private Bank, N.A. New York NY 12/2020 Present
  • 05/2009 → 10/2020
    Riverside, CA
  • 10/2020 → Present
    Morgan Stanley Smith Barney Llc
    Riverside, CA
  • 12/2020 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

*413598 - Similar Pants, Inc.; Investment related: No; Rubidoux, California; Retail/Online Stores; Officer (proprietor, partner, officer, director, employee, trustee, agent); 11/2011; During business hours: 0; After business hours: 8; Other

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-11
  • S66 Uniform Combined State Law Examination
    2001-10-11
Other Names
  • Jonathan Richard O'COnnell

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