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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-12-11 |
| ME | RA | APPROVED | 2002-12-06 |
Branch Locations
One City Center 7Th Floor, Portland, ME 04101 • United States
One City Center 10Th Floor, Portland, ME 04101 • United States
Scarboorugh, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Portland | ME | 12/2002 | Present |
Maine Flag Football League / 12 Hidden Creek Dr Scarborough, Maine 04074 / United States / Other / Sport & Leisure Facilities / to provide a place for kids to sign up and play flag football in Southern Maine. / Member of Board of directors / Teasurer / youth sports organization that will become a not for profit. / Start Date 6/3/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-01 |
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