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24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-01-26 |
Branch Locations
24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amg Funds Llc | Norwalk | CT | 07/2015 | 01/2018 |
| American Beacon Advisors, Inc. | Newport Beach | CA | 01/2018 | 02/2018 |
| Foreside Fund Services, Llc | Newport Beach | CA | 01/2018 | 02/2018 |
| Resolute Investment Distributors, Inc. | Newport Beach | CA | 02/2018 | 02/2020 |
| Resolute Investment Services | Newport Beach | CA | 01/2018 | 02/2020 |
| Beacon Pointe Advisors, Llc | Newport Beach | CA | 12/2020 | Present |
| Unemployed | Newport Beach | CA | 03/2020 | 11/2020 |
1. RENTAL PROPERTY, MAMMOTH LAKES, CA, NON-INVESTMENT RELATED, REAL ESTATE, 50% OWNER OF RENTAL PROPERTY/TRIPLEX, NO DUTIES, START DATE 2012, 0 HOURS DURING SECURITY TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-08-01 |
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