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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-03-25 |
Branch Locations
10401 Innovation Drive Suite 125, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Brookfield | WI | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Wauwatosa | WI | 03/2017 | Present |
| Massmutual Life Insurance Co | Wauwatosa | WI | 07/2016 | Present |
Name: Wade Ullsperger Inv rel: Y Add: 10401 Innovation Drive Suite 125 Wauwatosa WI Nature: Outside insurance sales Position: Sales Start date: 01/01/2004 No. HR/MO: 2 No. HR/MO during sec trading: 2 Duties: Individual Life and Group Health insurance sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-03 |
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