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200 Congress Avenue Suite 902, Austin, TX 78701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-15 |
Branch Locations
200 Congress Avenue Suite 902, Austin, TX 78701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brazos Capital Of Raymond James | Austin | TX | 02/2011 | 09/2017 |
| Brazos Capital, Llc D/B/A Brazos Capital | Austin | TX | 07/2017 | Present |
(1) BROADWAY ASSISTED LIVING ; ADDRESS: GALVESTON, TX ; NATURE OF THE BUSINESS: BUSINESS OWNER ; POSITION/TITLE: BUSINESS OWNER ; INVESTMENT RELATED: NO ; START DATE: 06/10/2013 ; HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 ; HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-28 |
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