Chad David Broberg

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 02/2021
  Thrivent Investment Management Inc.
  Woodbury, MN
• 07/2002 → 11/2020
  Thrivent Financial For Lutherans
  Appleton, WI
• 11/2020 → 08/2022
  Thrivent Advisor Network, Llc
  Lake Elmo, MN
• 02/2021 → 10/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2022 → 10/2024
  Landmark Wealth Management Group
  Lake Elmo, MN
• 10/2024 → Present
  Beacon Pointe Insurance Services
  Lake Elmo, MN
• 10/2024 → Present
  Beacon Pointe Advisors, Llc
  Lake Elmo, MN

Previous Registrations

• 2022-08-01 → 2024-11-14
  Landmark Wealth Management Group
  Lake Elmo, MN
• 2020-12-18 → 2022-08-15
  Thrivent Advisor Network, Llc
  Woodbury, MN
  Minneapolis, MN
  Lake Elmo, MN
• 2006-05-01 → 2021-02-03
  Thrivent Investment Management Inc.
  Woodbury, MN
  Oakdale, MN
  Cottage Grove, MN
  Lake Elmo, MN
  Lake Elmo, MN
  North Oaks, MN

Other Businesses

"Beacon Pointe Insurance Services, LLC, Not investment-related; Address: Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA 92660; Position/Title: Agent; Start Date: 10/2024; HRS/MO During trading hours: 10 hrs./Mo.; Duties: Sale of insurance products (life/health/accident)."

Exams

• S66 Uniform Combined State Law Examination
  2003-10-18
• S63 Uniform Securities Agent State Law Examination
  2001-08-23

Designations

• Certified Financial Planner
• Chartered Financial Consultant