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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED | 2015-12-04 |
Branch Locations
321 Broadway Ave Suite 501, Saratoga Springs, NY 12866 • United States
Saratoga Springs, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Saratoga Springs | NY | 11/2015 | Present |
(1)Name of Business: Capital Broadcasting Inc Address: 51 S Pearl St#13, Albany, NY, 12207, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 11/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Silent partner in Radio Station. No business involvement besides ownership (2)Name of Business: Charlton Girls School Address: 322 Lake Hill Rd, Charlton, NY, 12027, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 09/01/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance committee chairperson. Attend meetings of different departments and add advice when needed.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-09-07 |
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