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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2012-01-31 |
Branch Locations
575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbour Management, Llc | Madison | WI | 06/1999 | Present |
| Harbour Investments, Inc. | Madison | WI | 01/2000 | Present |
| Harbour Investments, Inc. | Madison | WI | 11/2004 | 08/2021 |
| Harbour Management | Madison | WI | 09/2007 | 08/2021 |
| Harbour Investments, Inc. | Madison | WI | 09/2007 | 08/2021 |
| Harbour Investments, Inc | Madison | WI | 08/2021 | Present |
| Harbour Management, Llc | Madison | WI | 08/2021 | Present |
1) Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2) MMM Trends, LLC | c/o Resident Agents, Inc. 2800 E Enterprise Avenue, Suite 333, Appleton, WI 54913 | Owner | Description: Create and sell coloring and children’s books | Beginning 1/2021 | 10 hours per month, 0 during trading hours | Paid position | Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-13 |
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