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Nathan Sakuma

Strategic Advisers LLC

Thousand Oaks, CA

Moorpark, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

111 South Westlake Blvd Suite #103, Thousand Oaks, CA 91362-3807 • United States

Moorpark, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Waterhouse Investor Services Inc. Oxnard CA 10/2000 07/2022
Fidelity Investments Thousand Oaks CA 08/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 10/2000 → 07/2022
    Td Waterhouse Investor Services Inc.
    Oxnard, CA
  • 08/2022 → Present
    Fidelity Investments
    Thousand Oaks, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-09-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Thousand Oaks, CA
  • 2022-01-25 → 2022-07-08
    Charles Schwab & Co., Inc.
    Westlake, TX
    Pasadena, CA
  • 2003-09-12 → 2022-07-08
    Td Ameritrade, Inc.
    Los Angeles, CA
    Encino, CA
    Thousand Oaks, CA
    Beverly Hills, CA
    Pasadena, CA
  • 2006-04-25 → 2022-07-08
    Td Ameritrade Investment Management, Llc
    Santa Monica, CA
    Encino, CA
    Oxnard, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-08
S63 Uniform Securities Agent State Law Examination 2001-08-21
  • S66 Uniform Combined State Law Examination
    2003-08-08
  • S63 Uniform Securities Agent State Law Examination
    2001-08-21
Other Names
  • Nathan Tadao Sakuma
  • Nathan Sakuma

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGIC FINANCIAL
GOLD COAST SECURITIES, INC.
EDWARD JONES

Other Investors

ERIK NICHOLAS HAGGE
DELLON STOUT BARRY
Baker Thomas Burchfield
CINDY BALL TOSHIE
BRADLEY JAMES LUKENS
ANDREW LOUIS TOSHIE
KURT ALLEN WESTON
Todd Augustine

Other Offices

IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA

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