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Brandon Schwartz

Wells Fargo Advisors Financial Network, LLC

Reno, NV

Fresno, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-08
TX RA APPROVED 2025-08-07
  • CA RA
    APPROVED
    Since 2025-08-08
  • TX RA
    APPROVED
    Since 2025-08-07

Branch Locations

595 Humboldt St Ste 200, Reno, NV 89509 • United States

5 E. River Park Place West 101 [Satellite], Fresno, CA 93720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fresno CA 05/2010 11/2016
Wells Fargo Clearing Services, Llc Fresno CA 11/2016 08/2025
Wells Fargo Advisors Financial Network, Llc Fresno CA 08/2025 Present
Previous Registrations
  • 2010-05-20 → 2025-08-07
    Wells Fargo Clearing Services, Llc
    Madera, CA
    San Leandro, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
  • 2009-10-23 → 2010-05-25
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Clovis, CA
    Fresno, CA
  • 2008-06-05 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Fresno, CA
    Clovis, CA
  • 2005-09-19 → 2008-06-09
    Wells Fargo Investments, Llc
    Delano, CA
    Bakersfield, CA
    Fresno, CA
    Fresno, CA
    Bakersfield, CA
    Madera, CA
    Bakersfield, CA
  • 2002-06-10 → 2005-08-29
    Morgan Stanley Dw Inc.
    Fresno, CA
Other Businesses

SCHWARTZ WEALTH MANAGEMENT, LLC; INV RELATED; FRESNO, CA; 100% OWNERSHIP; 08/2025; 160 HOURS PER MONTH; 160 HOURS DURING TRADING; FINET PRACTICE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-23
S63 Uniform Securities Agent State Law Examination 2001-08-24
  • S65 Uniform Investment Adviser Law Examination
    2002-05-23
  • S63 Uniform Securities Agent State Law Examination
    2001-08-24
Designations
Other Names
  • Brandon Scott Schwartz

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Reno, NV
EDWARD JONES · RENO, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RENO, NV
BENJAMIN F. EDWARDS & COMPANY, INC. · Reno, NV
LPL FINANCIAL LLC · RENO, NV
GW FINANCIAL · RENO, NV
TREO VENTURES, LLC · RENO, NV
ELEVAGE PARTNERS, LLC · RENO, NV

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