Inactive

John R Fussell

Claim This Profile

Current Employers

Samalin Wealth

297 King Street, Chappaqua, NY 10514 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-12
TX	RA	APPROVED_RES	2015-11-09

NY RA
APPROVED

Since 2021-04-12
TX RA
APPROVED_RES

Since 2015-11-09

Branch Locations

297 King Street, Chappaqua, NY 10514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Samalin Investment Counsel, Llc	Chappaqua	NY	12/2011	Present

12/2011 → Present

Samalin Investment Counsel, Llc

Chappaqua, NY

Previous Registrations

2008-11-17 → 2012-01-18

Oppenheimer & Co. Inc.

Stamford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-11-14
S63	Uniform Securities Agent State Law Examination	2001-08-15

S65 Uniform Investment Adviser Law Examination

2008-11-14
S63 Uniform Securities Agent State Law Examination

2001-08-15

View on SEC IAPD

Other Firms

WESFAIR ADVISORY GROUP, INC.

STRATEGIC ADVISERS LLC

COMMONWEALTH FINANCIAL NETWORK

J.P. MORGAN SECURITIES LLC

KOHLBERG & COMPANY

EDENBROOK CAPITAL, LLC

CETERA INVESTMENT ADVISERS LLC

Other Investors

DANIEL JOHN GRIFFIN

NICOLE MARIE LOPEZ

HERNANDO PAREDES

JOSEPH VESSECCHIA

Other Offices

WESFAIR ADVISORY GROUP, INC. · CHAPPAQUA, NY

STRATEGIC ADVISERS LLC · CHAPPAQUA, NY

COMMONWEALTH FINANCIAL NETWORK · Chappaqua, NY

J.P. MORGAN SECURITIES LLC · Chappaqua, NY

KOHLBERG & COMPANY · MOUNT KISCO, NY

EDENBROOK CAPITAL, LLC · MOUNT KISCO, NY

CETERA INVESTMENT ADVISERS LLC · MOUNT KISCO, NY

J.P. MORGAN SECURITIES LLC · CHAPPAQUA, NY

More in Chappaqua, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor