Sarah Stewart

Current Employers

Employment History

• 04/2003 → 10/2017
  Dlf & Associates, Llc
  Cincinnatti, OH
• 01/2013 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 10/2017 → Present
  Freeman Heyne Toma, Llc Dba Fht Advisors
  Cincinnati, OH
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1.NAME OF OTHER BUSINESS: FREEMAN HEYNE TOMA, LLC DBA FHT ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2017; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; POSITION/TITLE/RELATIONSHIP: PARTNER/ADVISOR; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE SALES START DATE: 1/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE SALES BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, HEALTH, DISABILITY, ANNUITIES, LTC, AND GROUP INSURANCE 3. DECA, NOT INVESTMENT RELATED, 1 EAGLES WAY, MILFORD, OH, 45150, NON-PROFIT, STARTED 05/2021, POSITION/TITLE/RELATIONSHIP: ADVISORY COUNCIL MEMBER, APX 1 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MEET WITH CHAPTER LEADERS AND LOCAL BUSINESS OWNERS TO DISCUSS BETTER SERVING AND JUDGE COMPETITIONS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-07-08
• S63 Uniform Securities Agent State Law Examination
  2001-10-03

Designations

Other Names

• Sarah Mary Miller