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Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-07-01
  • CA RA
    APPROVED
    Since 2013-07-01

Branch Locations

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Laguna Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Securities Inc Agoura Hills CA 02/2004 Present
Mutual Advisors Llc Omaha NE 07/2013 Present
  • 02/2004 → Present
    Mutual Securities Inc
    Agoura Hills, CA
  • 07/2013 → Present
    Omaha, NE
Other Businesses

1. SABOL SINGLE FAMILY PRIVATE TRUST CO., LLC, 5830 E 2nd St., Ste. 2D, CASPER, WY 82609, STARTED 04/19/13, INVESTMENT-RELATED, MANAGING MEMBER. DIRECTED BY OPERATING AGREEMENTS. 2. KCMA INVESTMENTS, LLC, START: 09/01/15, 807-A CAMARILLO SPRINGS ROAD, CAMARILLO, CA 93012, REAL ESTATE INVESTMENT HOLDINGS, INVESTMENT RELATED, MANAGER/MANAGEMENT OF LLC, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. Sabol Investments, LLC., Start Date: 02/01/2024, 10 S Vista de Catalina, Laguna Beach, CA 92651, LLC, Consulting, Manager, Financial Services Consulting - Financial services for family controlled Trust investments, Investment Related, 25 to 50 Hours per month, 1 to 2 Hours per day during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-15
  • S66 Uniform Combined State Law Examination
    2006-03-15

View on SEC IAPD

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