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Nathan Thomas Kauffman

Robert W. Baird & Co. Incorporated

Pittsburgh - South Hills, PA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-10-21
TX RA APPROVED 2022-10-21
  • PA RA
    APPROVED
    Since 2022-10-21
  • TX RA
    APPROVED
    Since 2022-10-21

Branch Locations

121 Champion Way Suite 200, Pittsburgh - South Hills, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hefren-Tillotson, Inc. Pittsburgh PA 12/2001 Present
Robert W. Baird & Co. Incorporated Canonsburg PA 10/2022 Present
Previous Registrations
  • 2005-09-19 → 2022-10-21
    Hefren-Tillotson, Inc.
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Canonsburg, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-16
S63 Uniform Securities Agent State Law Examination 2001-07-26
  • S65 Uniform Investment Adviser Law Examination
    2005-09-16
  • S63 Uniform Securities Agent State Law Examination
    2001-07-26
Designations

View on SEC IAPD

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