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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-27
  • PA RA
    APPROVED
    Since 2021-11-27

Branch Locations

121 Champion Way Suite 200, Pittsburgh - South Hills, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Upper St. Clair PA 02/2006 Present
Morgan Stanley Smith Barney Upper St. Clair PA 06/2009 Present
  • 02/2006 → Present
    Citigroup Global Markets Inc.
    Upper St. Clair, PA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Upper St. Clair, PA
Other Businesses

Name/Address: Loft Outlet 2200 Tanger Blvd Washington PA 15301 Start Date: 10/10/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Retail Employee Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-26
S63 Uniform Securities Agent State Law Examination 1999-07-01
  • S66 Uniform Combined State Law Examination
    2021-11-26
  • S63 Uniform Securities Agent State Law Examination
    1999-07-01
Other Names
  • Jill Susan Frye
  • Jill Susan Rutkowski

View on SEC IAPD

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